FINRA Series 7 General Securities Representative Exam - Veteran Licensing Platform

FINRA’s Series 7 examination qualifies the general securities representative functions defined by FINRA. It requires appropriate member-firm association and sponsorship and uses the SIE as a co-requisite for registration. The exam has 125 scored questions, allows 225 minutes, and costs $395. Series 7 is not a universal requirement, a state registration, or authority to conduct securities business.

Exam overview

Exam summary: FINRA Series 7 — General Securities Representative
Exam-specific prerequisites: Yes
Prerequisite explanation: Appropriate member-firm association and sponsorship; valid SIE is a co-requisite for registration.

Exam structure

Number of questions: 125 scored questions
Exam duration: 225 minutes
Passing threshold / published scoring model: See the current FINRA content outline
Exam format: Function-specific FINRA representative qualification
Testing method: In-person

Cost & attempts

Exam fee: $395

Administrator (time-sensitive)

Administrator last verified date: 2026-08-26

Source governance

Official candidate handbook / exam outline: https://www.finra.org/registration-exams-ce/qualification-exams/series7
Primary authoritative source: https://www.finra.org/registration-exams-ce/qualification-exams
Last verified date: 2026-08-26
Verification status: Verified
Review / recheck date: 2026-09-26

Continue the pathway

Alabama Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities option; not universal.
Connecticut Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities option and part of the Series 66 alternative; not universal.
Connecticut Investment-Adviser Representative Registration Requirements Conditionally Required
Required with Series 66 for that alternative; not required for the Series 65 route.
California Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
California Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Texas Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Texas Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
New York Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
New York Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Pennsylvania Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Pennsylvania Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Illinois Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Illinois Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Arizona Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Arizona Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Georgia Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Georgia Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Ohio Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Ohio Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
North Carolina Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
North Carolina Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Washington Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Washington Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Florida Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Florida Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Virginia Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Virginia Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Michigan Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Michigan Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Maryland Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Maryland Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
New Jersey Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
New Jersey Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Massachusetts Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Massachusetts Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Tennessee Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
New Hampshire Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
New Hampshire Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Oregon Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Alabama Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Arkansas Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Arkansas Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Idaho Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Idaho Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Indiana Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Indiana Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Iowa Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Hawaii Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Maine Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Oregon Broker-Dealer Salesperson/Agent Registration Requirements Conditionally Required
Series 7 applies to general securities authority and is not universal for limited activity.
Mississippi Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Mississippi Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Montana Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Montana Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Nebraska Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Nebraska Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Missouri Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Missouri Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Nevada Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Nevada Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
North Dakota Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
North Dakota Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
South Dakota Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
South Dakota Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Wyoming Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Wyoming Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
New Mexico Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
New Mexico Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Rhode Island Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Rhode Island Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 co-requisite for the Series 66 route.
Oklahoma Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Oklahoma Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is required with Series 66 under the current rule.
South Carolina Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
South Carolina Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is required with Series 66 under the current rule.
Minnesota Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is a national prerequisite for Series 66 registration credit.
Minnesota Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Hawaii Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Wisconsin Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Wisconsin Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is a national prerequisite for Series 66 registration credit.
Delaware Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Delaware Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is a national prerequisite for Series 66 registration credit.
Alaska Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Colorado Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; not universal.
Colorado Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is a national prerequisite for Series 66 registration credit.
Iowa Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is a national prerequisite for Series 66 registration credit.
Alaska Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is a national prerequisite for Series 66 registration credit.
District of Columbia Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is required when Series 66 is used.
Maine Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is required when Series 66 is used.
Utah Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities route when functions match.
Utah Investment-Adviser Representative Registration Requirements Conditionally Required
Series 7 is required when Series 66 is used.
Kentucky Investment Adviser Representative Registration Requirements Conditionally Required
Series 7 is required when the Series 66 route is used.
Tennessee Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; Series 7 is not universal.
Louisiana Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; Series 7 is not universal.
Louisiana Investment Adviser Representative Registration Requirements Conditionally Required
Series 7 is required when the Series 66 route is used.
Vermont Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; Series 7 is not universal.
Vermont Investment Adviser Representative Registration Requirements Conditionally Required
Series 7 is required when the Series 66 route is used.
Kansas Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; Series 7 is not universal.
West Virginia Broker-Dealer Agent Registration Requirements Conditionally Required
General-securities representative option; Series 7 is not universal.
West Virginia Investment Adviser Representative Registration Requirements Conditionally Required
Series 7 is required when the Series 66 route is used.
Kansas Investment Adviser Representative Registration Requirements Conditionally Required
Series 7 is required when the Series 66 route is used.
General Securities Principal Registration Required
Series 7 is the representative-level corequisite for the ordinary GP route.
Investment Company and Variable Contracts Products Principal Registration Alternative
Series 7 is the alternative representative-level corequisite for the IP route.
General Securities Sales Supervisor Registration Required
Series 7 is the representative-level corequisite for the SU route.

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