Maryland requires IAR registration through IARD/CRD and charges $50 initially, annually, and for transfer. Qualification is Series 65 or Series 7 plus Series 66, subject to COMAR waiver/validity rules. COMAR 02.02.05.14 requires twelve annual CE credits: six ethics/regulatory (at least three ethics) and six products/practices; uncured CE-Inactive status prevents registration/renewal. Sources: Maryland CE guide (https://oag.maryland.gov/i-need-to/Documents/pdfs/121021_OAG_IAR_CE_Rule_Compliance_Guide.pdf), regulations (https://oag.maryland.gov/i-need-to/Pages/regulations-orders-opinions-and-more-Info.aspx), fees (https://oag.maryland.gov/i-need-to/Pages/fee-schedule.aspx).
Prelicensing education
- Education requirement explanation
- Qualification and any accepted alternative or waiver must match the current state rule; exam passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no separate fingerprint requirement is inferred unless expressly documented.
Application
- Application fee
- Maryland requires IAR registration through IARD/CRD and charges $50 initially, annually, and for transfer. Sources: Maryland CE guide (https://oag.maryland.gov/i-need-to/Documents/pdfs/121021_OAG_IAR_CE_Rule_Compliance_Guide.pdf), regulations (https://oag.maryland.gov/i-need-to/Pages/regulations-orders-opinions-and-more-Info.aspx), fees (https://oag.maryland.gov/i-need-to/Pages/fee-schedule.aspx).
- Application channel / system
- Maryland requires IAR registration through IARD/CRD and charges $50 initially, annually, and for transfer.
- Official application reference
- https://oag.maryland.gov/i-need-to/Documents/pdfs/121021_OAG_IAR_CE_Rule_Compliance_Guide.pdf
Renewal & maintenance
- CE hours
- FINRA, state, and firm continuing-education duties depend on effective registrations and current rules.
Portability
- Portability / mobility notes
- Registration is firm-, function-, and jurisdiction-specific; examination validity and approval are separate.
Military / veteran / spouse
- Military experience / education credit
- No broad military credit is asserted unless expressly documented.
Source governance
- Primary authoritative source
- https://oag.maryland.gov/i-need-to/Documents/pdfs/121021_OAG_IAR_CE_Rule_Compliance_Guide.pdf
- Last verified date
- 2026-08-26
- Verification status
- Verified
- Review / recheck date
- 2026-09-26
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