An ordinary Montana broker-dealer salesperson files Form U4 through CRD and pays a $100 state registration fee. The state-law component uses Series 63 or Series 66, while the applicable FINRA product qualification depends on the representative’s securities activities. Registration renews by December 31. Examination passage and filing do not authorize activity before registration is effective.
Prelicensing education
- Education requirement explanation
- Qualification and any accepted alternative or waiver must match the current state rule; exam passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no separate fingerprint requirement is inferred unless expressly documented.
Application
- Application fee
- An ordinary Montana broker-dealer salesperson files Form U4 through CRD and pays a $100 state registration fee.
- Application channel / system
- An ordinary Montana broker-dealer salesperson files Form U4 through CRD and pays a $100 state registration fee.
- Official application reference
- https://csimt.gov/registration-fees-2/
Renewal & maintenance
- CE hours
- FINRA, state, and firm continuing-education duties depend on effective registrations and current rules.
Portability
- Portability / mobility notes
- Registration is firm-, function-, and jurisdiction-specific; examination validity and approval are separate.
Military / veteran / spouse
- Military experience / education credit
- No broad military credit is asserted unless expressly documented.
Source governance
- Primary authoritative source
- https://csimt.gov/registration-fees-2/
- Last verified date
- 2026-08-29
- Verification status
- Verified
- Review / recheck date
- 2026-09-29
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