Series 65 for IAR-only or Series 7 plus Series 66 for agent/IAR, with listed designation substitutions; CRD/IARD filing and approval required.
Prelicensing education
- Education requirement explanation
- Qualification and any accepted alternative or waiver must match the current state rule; exam passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no separate fingerprint requirement is inferred unless expressly documented.
Application
- Application fee
- Confirm all current filing, system, transfer, and renewal charges in the official filing system.
- Application channel / system
- Series 65 for IAR-only or Series 7 plus Series 66 for agent/IAR, with listed designation substitutions; CRD/IARD filing and approval required.
- Official application reference
- https://www.nj.gov/oag/rp-njac1347A.pdf
Renewal & maintenance
- CE hours
- FINRA, state, and firm continuing-education duties depend on effective registrations and current rules.
Portability
- Portability / mobility notes
- Registration is firm-, function-, and jurisdiction-specific; examination validity and approval are separate.
Military / veteran / spouse
- Military experience / education credit
- No broad military credit is asserted unless expressly documented.
Source governance
- Primary authoritative source
- https://www.nj.gov/oag/rp-njac1347A.pdf
- Last verified date
- 2026-08-26
- Verification status
- Verified
- Review / recheck date
- 2026-09-26
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