Oregon rule recognizes Series 65 or Series 7 plus Series 66 and recent-registration exceptions; CRD/IARD filing required. Fee/renewal and EVEP/CE require live recheck.
Prelicensing education
- Education requirement explanation
- Qualification and any accepted alternative or waiver must match the current state rule; exam passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no separate fingerprint requirement is inferred unless expressly documented.
Application
- Application fee
- $50 initial; $50 renewal.
- Application channel / system
- Oregon rule recognizes Series 65 or Series 7 plus Series 66 and recent-registration exceptions; CRD/IARD filing required.
- Official application reference
- https://dfr.oregon.gov/business/licensing/financial/securities/Pages/investment-advisers.aspx
Renewal & maintenance
- CE hours
- FINRA, state, and firm continuing-education duties depend on effective registrations and current rules.
Portability
- Portability / mobility notes
- Registration is firm-, function-, and jurisdiction-specific; examination validity and approval are separate.
Military / veteran / spouse
- Military experience / education credit
- No broad military credit is asserted unless expressly documented.
Source governance
- Primary authoritative source
- https://secure.sos.state.or.us/oard/view.action?ruleNumber=441-175-0120
- Last verified date
- 2026-08-26
- Verification status
- Verified
- Review / recheck date
- 2026-09-26
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