Investment-adviser representatives must satisfy the qualification, filing, approval, and renewal rules of each applicable jurisdiction. This page organizes the pathway; it is not a license or registration, and passing Series 65 or Series 66 alone does not authorize advisory activity.
License details
- License summary
- Navigation for investment-adviser-representative state registration pathways; not authority to provide advice.
- General renewal / maintenance overview
- State registration, renewal, and continuing-education rules vary by jurisdiction.
Source governance
- Primary authoritative source
- https://www.nasaa.org/exams/exam-faqs/
- Last reviewed / verified date
- 2026-08-26
Compare education providers
Alphabetical options; compensation never determines eligibility or placement. Confirm the exact course and jurisdiction before enrolling. This directory is not exhaustive.
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