Rules require the applicable SIE/function-specific FINRA qualification plus Series 63 or 66 and allow limited individualized waiver/recent-registration treatment. Registration is effective only after application, fee, and Commissioner acceptance. The current Arkansas Act sets the agent initial/renewal fee at $75.
Closure evidence — 2026-08-26: https://securities.arkansas.gov/wp-content/uploads/2023/08/2023-Securities-Act.pdf (§23-42-304) and the current Code of Arkansas Rules cited in the shared core.
Prelicensing education
- Education requirement explanation
- Qualification and any accepted alternative or waiver must match the current state rule; exam passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no separate fingerprint requirement is inferred unless expressly documented.
Application
- Application fee
- Registration is effective only after application, fee, and Commissioner acceptance. The current Arkansas Act sets the agent initial/renewal fee at $75.
- Application channel / system
- File through the applicable CRD/IARD channel and obtain state approval before regulated activity.
- Official application reference
- https://securities.arkansas.gov/wp-content/uploads/2023/08/2023-Securities-Act.pdf
Renewal & maintenance
- CE hours
- FINRA, state, and firm continuing-education duties depend on effective registrations and current rules.
Portability
- Portability / mobility notes
- Registration is firm-, function-, and jurisdiction-specific; examination validity and approval are separate.
Military / veteran / spouse
- Military experience / education credit
- No broad military credit is asserted unless expressly documented.
Source governance
- Primary authoritative source
- https://securities.arkansas.gov/wp-content/uploads/2023/08/2023-Securities-Act.pdf
- Last verified date
- 2026-08-26
- Verification status
- Verified
- Review / recheck date
- 2026-09-26
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