Series 65 or Series 7 plus Series 66; firm filing through Web IARD/CRD. The current New Hampshire Secretary of State IAR page and fee schedule show a $130 initial operational total ($100 license plus a $30 non-refundable application fee) and a $100 renewal fee. RSA 421-B:4-410(d) separately states a $125 initial IAR fee, $100 renewal and change fees, and $25 retained after denial or withdrawal. Because the official sources conflict on the initial amount, confirm the exact amount displayed in Web CRD and with the Securities Bureau before submitting or paying.
Prelicensing education
- Education requirement explanation
- Qualification and any accepted alternative or waiver must match the current state rule; exam passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no separate fingerprint requirement is inferred unless expressly documented.
Application
- Application fee
- The current New Hampshire Secretary of State IAR page and fee schedule show a $130 initial operational total ($100 license plus a $30 non-refundable application fee) and a $100 renewal fee. RSA 421-B:4-410(d) separately states a $125 initial IAR fee, $100 renewal and change fees, and $25 retained after denial or withdrawal. Because the official sources conflict on the initial amount, confirm the exact amount displayed in Web CRD and with the Securities Bureau before submitting or paying.
- Application channel / system
- Series 65 or Series 7 plus Series 66; firm filing through Web IARD/CRD.
- Official application reference
- https://www.sos.nh.gov/state-investment-advisers-and-agents
Renewal & maintenance
- CE hours
- FINRA, state, and firm continuing-education duties depend on effective registrations and current rules.
Portability
- Portability / mobility notes
- Registration is firm-, function-, and jurisdiction-specific; examination validity and approval are separate.
Military / veteran / spouse
- Military experience / education credit
- No broad military credit is asserted unless expressly documented.
Source governance
- Primary authoritative source
- https://www.sos.nh.gov/state-investment-advisers-and-agents
- Last verified date
- 2026-08-26
- Verification status
- Verified
- Review / recheck date
- 2026-09-26
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