Arizona requires salesman registration and charges $45 initially and annually. For ordinary FINRA-member activity, the applicant uses the activity-appropriate FINRA representative qualification plus Arizona’s state-law qualification, with Series 63/66 credit governed through CRD. Registration/renewal and firm association remain separate from exam passage. The ACC’s current fee and licensing pages plus the approved national agent-adoption matrix close the ordinary route; specialized and issuer-agent scopes remain outside this package.
Closure sources: ACC licensing and registration (https://azcc.gov/securities/licensing-and-registration), ACC fees (https://azcc.gov/securities/licensing-and-registration/fees), NASAA-REG-001.
Prelicensing education
- Education requirement explanation
- Qualification and any accepted alternative or waiver must match the current state rule; exam passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no separate fingerprint requirement is inferred unless expressly documented.
Application
- Application fee
- Arizona requires salesman registration and charges $45 initially and annually. The ACC's current fee and licensing pages plus the approved national agent-adoption matrix close the ordinary route; specialized and issuer-agent scopes remain outside this package. Closure sources: ACC licensing and registration (https://azcc.gov/securities/licensing-and-registration), ACC fees (https://azcc.gov/securities/licensing-and-registration/fees), NASAA-REG-001.
- Application channel / system
- For ordinary FINRA-member activity, the applicant uses the activity-appropriate FINRA representative qualification plus Arizona's state-law qualification, with Series 63/66 credit governed through CRD.
- Official application reference
- https://azcc.gov/securities/licensing-and-registration
Renewal & maintenance
- CE hours
- FINRA, state, and firm continuing-education duties depend on effective registrations and current rules.
Portability
- Portability / mobility notes
- Registration is firm-, function-, and jurisdiction-specific; examination validity and approval are separate.
Military / veteran / spouse
- Military experience / education credit
- No broad military credit is asserted unless expressly documented.
Source governance
- Primary authoritative source
- https://azcc.gov/securities/licensing-and-registration
- Last verified date
- 2026-08-26
- Verification status
- Verified
- Review / recheck date
- 2026-09-26
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