An ordinary Kansas investment-adviser representative files Form U4 through CRD/IARD. During Kansas fiscal year 2027, beginning July 1, 2026, the current Securities Act fee moratorium makes the state initial and renewal filing fee $0; the underlying $60 amount applies only when the moratorium is not operative. Qualification is Series 65 or Series 7 plus Series 66, subject to current-good-standing CFP, ChFC, PFS, CFA, CIC, or administrator-recognized designation treatment. Registration expires December 31 and renews annually. More than two years outside registration may require reexamination, and any relief is applicant-specific. Kansas has not adopted the NASAA IAR CE, EVEP, or MQP Model Rules.
Prelicensing education
- Education requirement explanation
- Series 65 or Series 7 plus Series 66; current-good-standing CFP, ChFC, PFS, CFA, CIC, and administrator-recognized designations remain conditional.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no universal Kansas fingerprint requirement is asserted.
Application
- Application fee
- $0 during Kansas fiscal year 2027 under the current Securities Act fee moratorium. The underlying rule amount is $60 initial and renewal only when the moratorium is not operative.
- Application channel / system
- File Form U4 through CRD/IARD; registration expires December 31 and renews annually.
- Official application reference
- https://www.insurance.kansas.gov/securities/industry-professionals/
Renewal & maintenance
- CE hours
- Kansas has not adopted the NASAA IAR CE Model Rule; no separate Kansas IAR CE allocation is asserted.
Portability
- Portability / mobility notes
- More than two years outside registration may require reexamination. Kansas may issue applicant-specific relief but has not adopted the NASAA IAR CE, EVEP, or MQP Model Rules.
Military / veteran / spouse
- Military experience / education credit
- Military-spouse fee relief is moot while the state filing fee is $0; outside the moratorium it requires the current refund process and is not an automatic examination or registration waiver.
Source governance
- Primary authoritative source
- https://www.insurance.kansas.gov/Home/Components/News/News/286/16
- Last verified date
- 2026-09-02
- Verification status
- Verified
- Review / recheck date
- 2026-10-02
Compare education providers
Alphabetical options; compensation never determines eligibility or placement. Confirm the exact course and jurisdiction before enrolling. This directory is not exhaustive.
No currently verified published offerings match. Check official provider and regulator resources; additional options may exist.