An ordinary Kansas broker-dealer agent files Form U4 through CRD. During Kansas fiscal year 2027, beginning July 1, 2026, the current Securities Act fee moratorium makes the state initial and renewal filing fee $0; the underlying $50 amount applies only when the moratorium is not operative. Qualification is Series 63 or Series 66 plus the FINRA examination applicable to the actual activity. Registration expires December 31 and renews annually. More than two years outside registration may require reexamination, and any waiver is applicant-specific. No automatic military credit or separate Kansas state-agent continuing-education allocation is asserted.
Prelicensing education
- Education requirement explanation
- Series 63 or Series 66 plus the FINRA examination applicable to the actual activity; examination passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no universal Kansas fingerprint requirement is asserted.
Application
- Application fee
- $0 during Kansas fiscal year 2027 under the current Securities Act fee moratorium. The underlying rule amount is $50 initial and renewal only when the moratorium is not operative.
- Application channel / system
- The employing firm files Form U4 through CRD; registration must be effective before activity begins.
- Official application reference
- https://sos.ks.gov/publications/KAR/2022/2022_KAR_Volumes_Book_4.pdf
Renewal & maintenance
- CE hours
- No separate Kansas state-agent CE allocation is asserted.
Portability
- Portability / mobility notes
- More than two years outside registration may require reexamination; any waiver is applicant-specific.
Military / veteran / spouse
- Military experience / education credit
- No automatic military registration or examination credit is asserted.
Source governance
- Primary authoritative source
- https://www.insurance.kansas.gov/Home/Components/News/News/286/16
- Last verified date
- 2026-09-02
- Verification status
- Verified
- Review / recheck date
- 2026-10-02
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