An ordinary Montana investment adviser representative files Form U4 through IARD or CRD and pays a $100 state registration fee. The ordinary consumer route is Series 65 or Series 66 plus the applicable Series 7 co-requisite, subject to current designation and discretionary-waiver provisions. The regulator also reports that ARM 6.10.501 names Series 24; do not present Series 24 as a generally interchangeable consumer qualification. A dual-licensed individual may owe one state registration fee only in the regulator’s stated affiliation circumstance. Registration renews by December 31.
Prelicensing education
- Education requirement explanation
- Qualification and any accepted alternative or waiver must match the current state rule; exam passage alone is not registration.
Background
- Fingerprint / background instructions
- Form U4 disclosures and regulator follow-up apply; no separate fingerprint requirement is inferred unless expressly documented.
Application
- Application fee
- An ordinary Montana investment adviser representative files Form U4 through IARD or CRD and pays a $100 state registration fee. A dual-licensed individual may owe one state registration fee only in the regulator's stated affiliation circumstance.
- Application channel / system
- An ordinary Montana investment adviser representative files Form U4 through IARD or CRD and pays a $100 state registration fee.
- Official application reference
- https://csimt.gov/registration-fees-2/
Renewal & maintenance
- CE hours
- FINRA, state, and firm continuing-education duties depend on effective registrations and current rules.
Portability
- Portability / mobility notes
- Registration is firm-, function-, and jurisdiction-specific; examination validity and approval are separate.
Military / veteran / spouse
- Military experience / education credit
- No broad military credit is asserted unless expressly documented.
Source governance
- Primary authoritative source
- https://csimt.gov/registration-fees-2/
- Last verified date
- 2026-08-29
- Verification status
- Verified
- Review / recheck date
- 2026-09-29
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