FINRA’s Series 10 is the general module of the two-part General Securities Sales Supervisor qualification. It requires association with and sponsorship by an applicable member firm. Series 10 currently delivers 145 scored questions and 10 unidentified unscored pretest questions, for 155 delivered items, allows 240 minutes, costs $235, and requires a 70% passing score. Both Series 9 and Series 10 are required for the SU registration, together with valid SIE and Series 7. Passing Series 10 alone does not create registration or supervisory authority.
Exam overview
- Exam summary
- FINRA Series 10 — General Securities Sales Supervisor, General Module
- Exam-specific prerequisites
- Yes
- Prerequisite explanation
- Association with and sponsorship by an applicable member firm; both Series 9 and Series 10 plus valid SIE and Series 7 are required for SU registration.
Exam structure
- Number of questions
- 145 scored plus 10 unidentified unscored pretest questions; 155 delivered items
- Exam duration
- 240 minutes
- Passing threshold / published scoring model
- 70%
- Exam format
- FINRA principal qualification exam part — general module
- Testing method
- FINRA-authorized test delivery
Cost & attempts
- Exam fee
- $235 Series 10 examination fee; separate from the Series 9 fee and not a registration fee
Source governance
- Official candidate handbook / exam outline
- https://www.finra.org/sites/default/files/Series_9-10_Outline-030716.pdf
- Primary authoritative source
- https://www.finra.org/registration-exams-ce/qualification-exams/series9-10
- Last verified date
- 2026-08-30
- Verification status
- Verified
- Review / recheck date
- 2026-09-30
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